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Texas Instruments Incorporated
Data Acquisition
Stop-band limitations of the Sallen-Key
low-pass filter
By Bonnie C. Baker
Senior Applications Engineer, Data Acquisition Products
We might expect the gain
amplitude of an analog, low-
pass anti-aliasing filter to
continually decrease past
the filter’s cutoff frequency.
This is a safe assumption
for most filter topologies,
but not necessarily for a
Sallen-Key low-pass filter
(Figure 1). The Sallen-Key
filter attenuates any input
signal in the frequency
range above the cutoff fre-
quency to a point, but then
the response turns around
and starts to increase in
gain with frequency.
Figure 1 shows circuit diagrams for a second-order,
Sallen-Key low-pass filter and a second-order, multiple-
feedback (MFB) low-pass filter. In terms of the sign orien-
tation of these two filters, the Sallen-Key filter produces a
positive voltage from input to output without changing the
sign. An MFB filter changes a positive input voltage into a
negative voltage at the output of the filter. This
difference provides the system designer added
flexibility.
The relationships between the resistors and
capacitors in both of these filters establish the
filters’ corner frequencies and response charac-
teristics. The frequency responses of the two
filters in Figure 1 are fundamentally the same.
Theoretically, an input signal from DC to the
filter’s corner frequency passes to the output of
the filter (V OUT ) without change. These two fil-
ters attenuate higher-frequency input signals that
are above the cutoff frequency of the filter at a
rate of 40 dB per frequency decade. Figure 2
illustrates the ideal transfer function of these
two filters in the frequency domain. This figure
shows a Butterworth, or maximally flat, response.
Chebyshev and Bessel responses will be different.
Figure 1. Second-order, active low-pass analog filters
Sallen-Key
C 1
R 2
V IN
+
Multiple Feedback
V OUT
R 1
C 2
R 5
C 5
R 3
R 4
V IN
V OUT
C 4
+
The filter-response DC gain in Figure 2 is equal to 0 dB.
The corner frequency of this low-pass filter occurs at 1 kHz,
and the gain magnitude at 1 kHz is equal to –3 dB. Follow-
ing this corner frequency, the filter response falls off at a
rate of –40 dB/decade. Theoretically, the attenuation con-
tinues to occur as the frequency increases.
Figure 2. Ideal transfer function of low-pass filter with
1-kHz corner frequency
0
–20
Corner Frequency, 1 kHz
–40
–60
–80
10
100
10 k
100 k
1 k
Frequency (Hz)
5
Analog Applications Journal
4Q 2008
High-Performance Analog Products
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Data Acquisition
Texas Instruments Incorporated
Figure 3. Frequency response of three low-pass filters and amplifier open-loop gain
100
A
Op Amp A,
GBWP = 38 MHz
OL
A
Op Amp B,
GBWP = 2 MHz
OL
50
A
Op Amp C,
GBWP = 300 kHz
OL
0
Cutoff
Frequency
Op Amp B
–50
Low-Pass,
Second-Order,
1-kHz
Sallen-Key
Butterworth Filter
Op Amp C
Op Amp A
–100
10
100
1 k
10 k
100 k
1 M
10 M
100 M
Frequency (Hz)
The MFB filter closely matches the theoretical attenua-
tion of the filter in Figure 2. We would expect the Sallen-
Key filter to follow suit, but it does not. Figure 3 shows the
behavior of three Sallen-Key low-pass filters. The amplifier
gain curves start at the top of the diagram at 80 dB, and
the filter curves start at a gain of 1 V/V or 0 dB. The top
three curves in Figure 3 show the open-loop gain, A OL , of
each amplifier as the response crosses 0 dB. The configu-
ration for amplifiers in the top three curves is a simple
gain of 10,000 V/V or 80 dB. In the diagram, the gain band-
width product (GBWP) of these operational amplifiers—A,
B, and C—are 38 MHz, 2 MHz, and 300 kHz, respectively.
The three lower curves in this figure show the frequency
response of second-order, Sallen-Key low-pass filters for
each amplifier. The resistor and capacitor values for the
Sallen-Key filter (see Figure 1) are R 1 = 2.74 kW, R 2 =
19.6 kW, C 1 = 10 nF, and C 2 = 47 nF. These resistors and
capacitors, combined with the amplifier, form a Butterworth,
maximally flat response. After the cutoff frequency
(Figure 3), the responses of all three of the filters show a
slope of –40 dB/decade. This is the response we would
expect from a second-order low-pass filter; then at some
point the filter gain ceases to decrease and starts to
increase at a rate of 20 dB/decade. The difference in the
frequency response, where the three amplifiers change to a
positive slope, depends on the individual amplifier’s output
impedance as it relates to the resistance values in the cir-
cuit. As the open-loop gain of the amplifier decreases, the
closed-loop output impedance of the amplifier increases.
An op amp’s closed-loop output impedance is its open-loop
impedance divided by the op amp’s gain.
We can reduce the impact of the upward trend in the
filter’s response by preceding or following the offending
active filter with a passive, R-C, second-order low-pass
filter. The caveat to preceding or following the second-
order active filter with a passive filter is that it may inter-
fere with the phase response of the intended filter, which
may cause additional ringing in the time domain. It will also
create a stage whose input is not high-impedance or whose
output is not low-impedance. Both solutions will possibly
add offset and noise to the circuit. Finally, these solutions
will add to the overall cost of the application circuit.
6
High-Performance Analog Products
4Q 2008
Analog Applications Journal
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Texas Instruments Incorporated
Data Acquisition
Figure 4. Second-order filter response with
different R-C values
Second-Order Filter Values
R
(k
R
(k
C
(nF)
C
(nF)
1
2
1
2
Filter
)
)
A
0.274 1.96 100 470
B
2.74 19.6 10
47
C
27.4 196
1
4.7
100
Open-Loop
Gain
50
0
A
Cutoff
Frequency
B
–50
C
–100
10
100
1 k
10 k
100 k1 M
10 M
100 M
Frequency (Hz)
At the frequency where the amplifier’s output impedance
is greater than the impedance of the resistor (R 1 ), the
feedback looks inductive and the response increases at a
rate of 20 dB/decade. The curves in Figure 4, which show
theresponseofasecond-ordercircuitusingtheOPA234,
exaggerate this effect. In Figure 4, the values of the resist-
ances from A to C increase by 10×, and the values of the
capacitors from A to C decrease by 10×. With these
changes, the general filter response does not change
until after the lower three curves pass 0 dB. The corner
frequency, where the filter response starts to increase, is
dependent upon the relationship between the closed-loop
output impedance of the amplifier and the magnitude of R 1 .
Eventually each filter’s response flattens at the 0-dB
crossing frequency of the op amp’s open-loop gain. It is no
coincidence that the flattening of the filter response occurs
at this crossing. As the frequency increases beyond this
point, the open-loop gain of the amplifier has no gain.
Needless to say, if a Sallen-Key low-pass filter is used,
some characterization is in order. This discussion about
analog filters may be discouraging, but we can use alterna-
tive filters to solve the problem presented without increas-
ing the filter resistances or adding a passive R-C filter.
When an inverting filter is an acceptable alternative, an
MFB topology can be used. The MFB configuration does
not display this reversal in the gain response at higher
frequencies and has the advantage of not taxing the input
stage’s transistors through their common-mode range.
References
1. Bonnie Baker, A Baker’s Dozen: Real Analog
Solutions for Digital Designers (Amsterdam: Elsevier,
2005), ISBN 0-7506-7819-4.
2. Dave Van Ess. Signals-from-Noise: What Sallen-Key
Filter Articles Don’t Tell You, Parts I to III.
ConnectivityZONE [Online].Available:
www.en-genius.net (search Sallen-Key)
Related Web sites
7
Analog Applications Journal
4Q 2008
High-Performance Analog Products
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