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A Consistent Derivation of the Sea-Ice Model
Using Conditional Averaging
Hrvoje Jasak ¤
10th March 2003
Abstract
In this paper provides consistent derivation of a generic sea ice dy-
namics model using a mathematical technique called conditional averag-
ing [Dopazo, 1977]. The model equations are derived directly from the
mass and momentum balance for a continuum partially ¯lled with ice.
The new form of the model is then compared with the traditional form as
given by Hibler [Hibler, 1979], with the objective of analysing the mathe-
matical behaviour of the two models, speci¯cally regarding the ice fraction
equation. The conditional model implies a di®erent and bounded form of
transport, where the ice fraction equation is in a bounded non-conservative
form. The derivation additionally provides hints on the form of wind forc-
ing and ice-ocean interaction terms and the modelling of sub-grid scale ice
interaction.
1 Introduction
A bulk of sea-ice modelling work today is based on the generic form of the sea
ice transport model as described by Hibler [Hibler, 1979], with a number notable
variants of rheological constitutive laws and ice distribution statistics. In par-
ticular, sea ice models with an elliptical viscous{plastic constitutive relation are
found to reproduce observed ice drift well [Hutchings et al., 2002].
The work presented in this paper is a result of the author's frustration with
the basic set of equations and their mathematical behaviour. In a recent work
[Hutchings et al., 2002,Hutchings, 2000], the Hibler model has been implemented
usingtheboundedandconservativeFiniteVolume(FV)methodofdiscretisation,
where some previously unseen inconsistencies have emerged. Moreover, in spite
of my best e®orts, I have been unable to track down the original derivation
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Kingdom
2 Description of the Hibler Sea Ice Model
2
of the governing equations given in [Hibler, 1979]. Their exact form seems to
have been accepted as standard by most practitioners in the ¯eld, leading to
some mis-conceptions regarding the behaviour of the model and its, necessarily
imperfect, numerical implementation. The basic premise of the work is that it is
¯rst necessary to examine the model in its di®erential form in detail (particularly
in terms of boundedness and interaction between equations) before applying the
necessary numerical modelling techniques.
In this paper, we shall examine the basic form of the Hibler model from a
mathematicalstandpointbyderivingthegoverningequationsfrom¯rstprinciples
usingatechniquecalledconditionalaveraging[Dopazo, 1977]. Thisisdoneinthe
expectation that the conditional model will yield the identical set of equations as
the traditional form [Hibler, 1979].
Conditionalaveragingisarelativelynovelmathematicaltoolusedforthepur-
pose of describing two- or multi-phase systems described as several intertwining
continua. So far, it has been successfully implemented to various areas of con-
tinuum modelling, including multi-phase °ows [Hill, 1998,Hill et al., 1994,Hill
et al., 1995], combustion [Weller, 1993], astrophysics [Grulke et al., 2001] etc.
The rest of this paper is organised as follows. In Section 2 the viscous-plastic
rheologymodelwillbesummarisedandsomegeneralstatementsonitscharacter-
isticswill bemade. Weshallthenstripthemodeltoitsbasicpremises, excluding
the thermodynamic source/sinks of ice and limiting ourselves to generic rheol-
ogy. Section 3 describes the basic premise of the model derivation: a continuum
partially ¯lled with ice with leads of open water between ice °oes and states the
equations governing the behaviour of solid ice. In Section 3.1 we shall introduce
the conditional averaging operators and state the transformations of various dif-
ferential operators. The conditional averaging of ice equations will be performed
in Section 4, ¯nally stating the new conditional model. The model will be com-
pared with the original model by Hibler and the mathematical characteristics of
the two models will be examined in Section 5. The paper is completed with a
short summary in Section 6.
2 Description of the Hibler Sea Ice Model
The viscous{plastic sea ice model was originally developed by Hibler [Hibler,
1979]. For daily time scales the momentum balance is taken to be:
@(mu)
@t
+r ² (muu) = F +r ² ¾;
(1)
where m is the ice mass per unit area, u is ice velocity and F is the sum of
body and surface forces on the ice, including the wind stress and ocean stress on
the ice surface, Coriolis force and force due to gravitational acceleration down
the sea surface slope. The sub-grid scale ice interaction, ¾, is modelled as a
 
2 Description of the Hibler Sea Ice Model
3
viscous{plastic material obeying the associated °ow rule and an elliptical yield
criterion [Hibler, 1979].
¾ = ´[ru +ru T ]+[(³ ¡ ´)Itr(ru)]¡ I P
2 ;
(2)
where the bulk (³) and shear (´) viscosities are given by
³ = P
;
(3)
´ = ³
e 2
(4)
and ¢ is de¯ned as
·
¸
1
2
tr(_") 2 + 2
¢ =
e 2 _" : _"
:
(5)
is the strain rate, I is the identity
matrix and q : q represents the scalar product of two second-rank tensors.
Ice mass continuity is described by the transport equations for e®ective ice
thickness, h = ½ where ½ is ice density, and A the ice fraction. Here, a two level
thickness model [Hibler, 1979] is used and the sources of ice thickness, S h , and
area, S A , are calculated from climatological growth/melt rates [Thorndike et al.,
1975].
£
ru +(ru) T
¤
@h
@t +r ² (hu) = S h ;
(6)
@A
@t +r ² (Au) = S A :
(7)
The thermodynamic source terms, S h and S A , are given as [Hibler, 1979]:
µ
h
A
S h = AF
+(1¡ A)F (0);
(8)
·
¸
·
¸
A
2h S h ;0
F(0)(1¡ A)
h 0
S A = min
+max
;0
:
(9)
Here, F is a function describing the thermodynamic rate of change of ice thick-
ness, taken from a look-up table [Thorndike et al., 1975] or modelled in some
other way. Care should be taken to ensure S h and S A do not allow h or A to
fall outside physical bounds [Hutchings, 2000]. Note that neither S h nor S A are
a function u.
To close the system of equations P must be determined. An empirical rela-
tionship for ice strength of the two level model is given by [Hibler, 1979]:
P = P ? he ¡C(1¡A) :
(10)
Here, e is the ratio of semi-major to semi-minor axes of the elliptical yield curve,
P is the ice strength, _" = 2
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3 Derivation of the Sea Ice Transport Model
4
In further discussion, the exact form of the rheology and the thermodynamic
coupling is not of interest, as it does not e®ect the derivation we are about to
present. Without the loss of generality, we shall therefore limit the Hibler model
to the following generic form:
@(mu)
@t
+r ² (muu) = r ² ¾;
(11)
@h
@t +r ² (hu) = 0;
(12)
@A
@t +r ² (Au) = 0:
(13)
The necessary sources/sinks and rheology model may be added later.
3 Derivation of the Sea Ice Transport Model
In this section, we shall attempt to derive the equivalent of Eqs. (11, 12 and 13)
from ¯rst principles. For this purpose, we need to postulate that the behaviour
of sea ice will be examined on the scale larger than the scale of individual ice
°oes and the leads between them. In this way, the lowest-level control volume of
interest is assumed to contain both the ice and the free water and the behaviour
of the system is averaged over it. The limits of \ice-only" and \open water" are
naturally included in the derivation.
We can state the governing equations for the ice phase:
² Conservation of mass (½ = const:):
@t +r ² (½u) = 0;
(14)
where ½ is the density of ice;
² Conservation of momentum:
@(½u)
@t
+r ² (½uu) = r ² ¾:
(15)
Note that u and ¾ are equal to the ice velocity and ice interaction tensor where
the ice is present and unde¯ned in the absence of ice.
3.1 Conditional Averaging
Conditional averaging is applied to the sea ice system, consisting of ice °oes and
open water by considering separately the ice, the open water and the interface
between them. Consider a control volume containing a sea ice fragment and a
lead of open water, Fig. 1.
 
3.2 Conditional Averaging Operators
5
Control
Volume
U n
Open water
Ice
Interface
Figure 1: Control volume containing ice and open water.
The velocity of the ice-water interface is denoted u n and we shall denote the
ice velocity with u, keeping them independent at the moment.
Additionally, we will need to describe the distribution of the ice °oes in the
domain, including the sub-grid scale. For this purpose, we shall introduce the
indicator function I(x;t) as
I(x;t) =
(
1 if point (x;t) is covered by ice,
0 if point (x;t) is in open water.
(16)
Equations are conditionally averaged [Weller, 1993] by multiplying by the
indicator function I and then applying conventional averaging techniques. This
approach is a simple extension of that applied to intermittent turbulent °ows by
Dopazo [Dopazo, 1977]. With the use of the indicator function, and by allowing
the phase interface to propagate, the analytical methods developed by Dopazo
can be applied to the present problem [Dopazo, 1977].
The indicator function can be viewed in several ways, the most intuitive of
which is that its average over the control volume represents the area fraction of
ice per unit area, i.e. ° = A from Eqn. (13):
° = I(x;t);
(17)
where the over-bar denotes the ensemble average. ° can also be seen as the
probability of point (x;t) being covered by ice.
3.2 Conditional Averaging Operators
Let Q(x;t)beanyphysicalproperty, scalarortensorofanyrank. Itthenfollows:
rQI = r(QI) = r(°Q ° );
(18)
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