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000183-1-UK UMTS-1
GENERAL INTEREST
Telephone Service (1)
Part 1: From System 1 to UMTS
By G. Kleine
The frequency allocation sell
off for the next generation of
mobile phones caused a stir
this April when the U.K. gov-
ernment scooped £22.48 bil-
lion. More recently the Ger-
man government netted a
staggering £31.8 billion in its
licence sell off. What new
features can we expect from
this next generation of
mobile phone?
The ETSI or European Telecommunications
Standards Institute has defined a technology
standard for the third generation of mobile
phones called IMT-2000 or International
Mobile Telecommunications 2000 These pro-
posals have been approved by the
ITU and also go by the name UMTS
or Universal Mobile Telecommuni-
cations System. The main aim of
this standard is to ensure global
harmonisation of broadband mobile
communications for 3G or Third
Generation phones including fre-
quency allocation and data transfer
protocols. This will ensure that
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Universal Mobile
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GENERAL INTEREST
UMTS handsets will be compatible
in whatever country adopts the net-
work. One of the main goals of the
standard is this so called global
roaming. You should be able to
make calls using a UMTS/IMT2000
mobile phone whether you’re in
Bratislava or Bridlington. This
means that when you sign up for a
UMTS phone and are assigned a
phone number, it will be a global
number. No need to prefix with
country codes — you can always be
reached on this number.
The theoretical maximum data
rate of UMTS is 2 Mbit/s but this can
only be achieved under optimum
propagation conditions for example
if the mobile is operating in a city
and is not moving (immobile?). If the
mobile is moving relatively slowly
(i.e. walking pace) then transmission
rates of up to 384 kbit/s are possible.
In any case the minimum guaran-
teed data rate is 128 kbit/s even
with the mobile travelling at vehicu-
lar speeds.
New UMTS features
Tomorrow’s globally roaming UMTS mobile
phone will offer many more features than we
see on current handsets. Along with SMS and
WAP there will be a multitude of multimedia
facilities available. At last you should see the
introduction of true video phones and video
conferencing over a UMTS radio link. High
quality music tracks will be downloaded in
an instant and short video postcards may be
sent to friends. Interactive games with other
phone users will be introduced and shopping
methods will also be transformed, your UMTS
handset will deal with authorisation and pay-
ment of purchases. Company reps and ser-
vice personnel will find that while on the
move they have a direct link to the company’s
intranet. As a UMTS handset moves, its
approximate location will also be logged so
that when you request information on local
restaurants for example or ask for a street
map if you are lost you will receive informa-
tion relevant to your current location. Anyone
dealing with Fleet management or deploy-
ment of emergency services and those who
need to know the whereabouts of the mobile
will find this feature useful.
Predicting how a UMTS handset will look
is difficult but anyone who has sent an email
using a WAP phone will realise that it will
need to be equipped with a more convenient
method of data entry and will probably
evolve along the lines of a portable PC or
palmtop.
Abbreviations
2G
Second Generation (Mobile System)
3G
Third Generation (Mobile System)
AMPS
Advanced Mobile Phone System (US analogue cell network)
ANSI
American National Standards Institute (USA)
ARIB/TTC
Association of Radio Industry and Business (Japan)
BW
Bandwidth
CDMA
Code Division Multiple Access
DCS
Digital Cellular System (DCS1800)
DECT
Digital European Cordless Telephone
EDGE
Enhanced Data Rate for GSM Evolution
ETSI
European Telecommunications Standardisation Institute
FDD
Frequency Division Duplexing
FDMA
Frequency Division Multiple Access
FPLMTS
Future Public Land Mobile Telephone System
GMSK
Gaussian Minimum Shift Keying
GSM
Global System for Mobile Communications
(originally called: Groupe Speciale Mobile)
GPO
General Post Office (State run predecessor to BT)
GPRS
General Packet Radio Service
A glimpse back into the past
HSCSD
High Speed Circuit Switched Data
IMT
International Mobile Telecommunications
Commercial mobile communications systems
in the U.K. really began with System 1 oper-
ated by the G.P.O. (see table 1 ). The system
had very poor coverage and was not cellular.
Each radiophone requires one frequency for
sending and one for receiving i.e. four chan-
nels in total for a call between two radio-
phones. With a voice channel bandwidth of
100kHz each call needed 400kHz of the entire
network bandwidth. System 2 was developed
but never implemented. System 3 was later
introduced with a reduced voice bandwidth
of 25 kHz. Despite the increased capacity it
could never keep up with the demand for this
system.
The big breakthrough came with the intro-
duction of the first cellular networks.
Although the fundamentals of the cellular
network had been theorised, it was in 1947
that D.H. Ring of Bell Labs in the USA for-
malised the cellular concept in a paper. The
basic idea is that instead of using powerful
transmitters to cover a large area, the area is
divided up rather like the hexagonal panels
ITU
International Telecommunications Union
LNA
Low Noise Amplifier
LO
Local Oscillator
MSS
Mobile Satellite Service
NMT
Nordic Mobile Telephone (Scandinavian analogue cellular net)
NTT
Nippon Telecom & Telegraph Corp. (Japanese analogue cellular net)
PA
Power Amplifier
PCS
Personal Communications System
QPSK
Quaternary Phase Shift Keying
8PSK
8 Phase Shift Keying
SIM
Subscriber Identity Module
SMS
Short Message Service
TACS
Total Access Communication System (U.K.)
TCP/IP
Transport Control Protocol / Internet Protocol
TD/CDMA
Time Division CDMA
TDD
Time Division Duplexing
TDMA
Time Division Multiple Access
TTA
Telecommunications Technologies Association (South Korea)
UMTS
Universal Mobile Telephone Service
UTRA
UMTS Terrestrial Radio Access
WAP
Wireless Access Protocol
W-CDMA
Wideband Code Division Multiple Access, Wideband-CDMA
WRC
World Radiocommunication Conference
12/2000
Elektor Electronics
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GENERAL INTEREST
of a patchwork quilt. Low power base sta-
tions are placed at the centre of each panel or
‘cell’. Base stations in adjacent cells are not
allowed to use the same frequencies, but
these frequencies can be re-used in other
non-adjacent cells. The beauty of the system
is that if the number of subscribers in a par-
ticular area is large, for example in central
London, the number of cells can be increased
by reducing the cell size and using more,
lower powered base stations, thereby
increasing the network capacity.
The U.S. company Bell made trials of the
first cellular system in 1978 in Chicago but
did not start deployment of their AMPS
(Advanced Mobile Phone System) until about
1983. Meanwhile the Scandinavian countries
had installed the first commercial cellular net-
work in 1981. Working at 450 MHz, this first
generation analogue mobile phone system
was known as NMT (Nordic Mobile Tele-
phone) and offered roaming. It was later
superseded by a 900 MHz version. In the
early 80’s the U.K. introduced TACS (Total
Access Communication System). This is
based on the American AMPS but is, need-
less to say, not compatible with it.
The UK government took an unusual step
by deciding that the network licences should
be awarded to commercial companies rather
than a state owned monopoly like the G.P.O.
Cellnet and Racal Vodafone were the suc-
cessful bidders.
TACS operates in the 900 MHz band and
uses analogue FM. The frequency bands are
divided up using FDMA upper and lower
bands at 935-960 MHz and 890-915 MHz
allow 1000 channels per band with a nominal
channel spacing of 25 kHz. The channels are
employed as duplex pairs so that if a mobile
is receiving a signal in channel 3 of the upper
band, it will be transmitting on channel 3 of
the lower band. The send and receive signals
will therefore always be separated by
45 MHz. Dedicated control channel pairs are
included to enable the network to handle
mobile registration, ‘handover’ as the mobile
passes from one cell boundary to another,
output power adjustment, call tariff logging
and more.
A typical cell size has a 1 km radius in
urban and 15 km radius in rural environ-
ments. Maximum base station power is
100 W and mobiles are restricted to 10 W out-
put power. To handle the ever increasing sub-
scriber base, extra frequencies were later
introduced to boost the network capacity.
This system became known as ETACS. At the
time of writing, Cellnet have marked the dis-
continuation of its analogue network and
Vodafone plans to follow suit in the summer
of 2001.
WWW Information sources
Organisations:
UMTS-Forum http://www.umts-forum.org
UMTS-Licence information http://www.umts-forum.org/licensing.htm
International Telecommunication Union http://www.itu.int/imt
European Telecommunications Standards Institute http://www.etsi.org/umts
UK Regulatory authority http://www.spectrumauctions.gov.uk
Universal Wireless Communications Consortium
http://www.uwcc.com
Third Generation Partnership Project
http://www.3gpp.org
Manufacturers and network operators:
BTCellnet
http://www.btcellnet.ne t
Ericsson
http://www.ericsson.co.uk
Nokia
http://www.nokia.com
Alcatel
http://www.alcatel.co.uk
Motorola
http://www.motorola.co.uk
Nortel
http://www.nortelnetworks.com
Nippon Telecom & Telegraph Corporation
http://www.nttdocomo.com
Orange
http://www.orange.co.uk
Philips
http://www.pcc.philips.com
Sagem
http://www.Sagem.com
Vodafone
http://www.vodafone-retail.co.uk
During 1990 the GSM Phase 1
specification appeared after its 11
year incubation period with the
ETSI. This was the beginning of the
2G or second generation mobile
phones and uses digitised speech.
One year later Vodafone launched
the first U.K. GSM network, and by
1992 coverage was beginning to
extend from the large cities and air-
ports into rural areas. The frequency
bands used are identical to the
TACS system (400 TACS channels
were deliberately reserved for the
introduction of GSM). In 1993 and
1994 One2one and Orange respec-
2000
UMTS
Kbit/s
384
EDGE
115
GPRS
57.8
HSCSD
GSM +
14.4
GSM
9.6
1992
2000 2001 2003
000183 - 1 - 11
Figure 1. Evolution of GSM to UMTS.
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GENERAL INTEREST
tively launched their GSM system,
this time using GSM1800 (other-
wise known as PCN or DCS1800)
operating in the 1.8 GHz band. 1994
also saw the introduction of the BT
Cellnet GSM network in the
900 MHz band. Most current
mobiles offer dual-band operation
and are therefore compatible with
both. This dual-band capability is
useful if you intend using the
mobile overseas in one of the 110
countries that have adopted GSM,
or if your network provider decides
in the future to use both bands to
solve capacity problems.
In North and South America and
in Canada things are a little differ-
ent. Here GSM1900 operates at
1.9 GHz (also known as PCS1900).
Some dual-band mobiles work at
GSM900 and GSM1900. Alternatively
a tri-band mobile will cover every
eventuality. Like TACS, GSM 900
uses FDMA to divide the frequency
bands. This time however each of
the two bands is divided into 125
channels with a bandwidth of
200 kHz per channel. The 45 MHz
duplex spacing is maintained.
GSM1800 has 374 channels with a
duplex spacing of 95 MHz. In addi-
tion to using FDMA to divide up the
frequency band into channels,
TDMA is used to chop up each chan-
nel into contiguous time frames of
4.615 ms. Each frame is further
divided into 8 time slots of 0.577 ms.
When a mobile is making a call it
will be allocated one slot in each
frame for sending its digitised voice.
Likewise one slot in the receive band
is claimed for receiving digitised
voice. Mobiles in stand-by mode will
only need to listen to certain frames
in a paging channel.
Modern GSM mobiles comprise of
two to four highly integrated
chipsets. A fully integrated base
band chip is under development and
coupling this with an HF stage and
a few components will allow hand-
sets to shrink in size even further. A
relatively new concept is the Dual-
mode mobile. This is a GSM mobile
phone that can automatically switch
into a DECT cordless phone when
you are in range of a home base unit
(or in the office through the company
PABX), thereby making cheaper calls
through your cordless phone base
unit over a land line. Phones offering
this feature have been introduced by
Sagem and BT Cellnet.
The success of GSM has been
much greater than first anticipated,
current estimates indicate approxi-
mately 400 million GSM subscribers world-
wide. Forecasts for the year 2010 indicate
1.8 billion subscribers, the greatest growth
expected in Asia. In Europe in the coming
years the increasing use of multimedia fea-
tures means that the relatively low data rate
of GSM will not be sufficient. We shall look at
some of the interim solutions that have been
developed to increase the GSM data rate. Its
eventual replacement by UMTS will of course
allow a maximum data rate of 2 Mbit/s.
One characteristic of multimedia applica-
tions is that the volume of data flowing to and
from a subscriber is not symmetrical. Unlike
speech communication, browsing the Inter-
net will produce far more information passing
from the base station to the subscriber
(downlink direction) than in the uplink direc-
tion. Also unlike speech, the transfer of the
data is not real-time critical, it can be sent in
Table 1. Mobile radio networks in the U.K.
Generation
Network
Operating
Frequency range
Channel
Channel
Duplex
Modulation
pairs
spacing
spacing
-
System 1
1965
163 MHz
-
100kHz
-
FM, analogue
-
System 3
c.1970
163 MHz
-
25 kHz
-
FM, analogue
1 G
TACS
1985-2000
890 - 960 MHz
1000
25 kHz
45 MHz
FM, analogue
2 G
GSM
1991
880 - 960 MHz
173
45 MHz
GMSK, digital
PCN(GSM1800)
1993
1710 - 1880 MHz
374
200 kHz
95 MHz
GMSK, digital
3 G
UMTS
2002 ?
1885 - 2025 MHz,
12
5 MHz
190 MHz
WCDMA, digital
2110 - 2200 MHz
12/2000
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GENERAL INTEREST
packets which do not necessarily need to be
transferred in the correct order. The capacity
of the uplink and downlink can be adjusted
according to needs.
7 min.
85 sec.
From GSM to UMTS
70 sec.
The thirst for increased data capacity
becomes more apparent year by year. WAP
phones are the current fashion but they do
not offer any increase in data capacity over
the standard 9.6 kb/s. Network providers are
implementing various techniques to increase
data capacity and bridge the gap between
the 9.6 kb/s offered by the 2G GSM phones
and the 2Mb/s offered by future 3G phones
(see Figure 1 ). Handsets that can use these
techniques are known as 2.5G phones. Each
of these methods is compatible with the GSM
network and does not cause problems with
existing handsets.
A standard GSM channel achieves a data
rate of 9.6 kb/s with just one time slot in the
frequency channel containing 8 timeslots.
Altering timeslot allocation is just one
method that can be used to increase data
capacity. Using a technique called HSCSD or
High Speed Circuit Switched Data , is the sim-
plest and cheapest method for the network
operator to increase capacity. It requires only
a software update at the base stations. Firstly
a more efficient data coding method is used
to increase the data rate of each GSM chan-
nel from 9.6 kb/s to 14.4 kb/s (so called
GSM+ ). Next, four of the eight TDMA times-
lots are allocated to one subscriber. This
gives a data rate of 57.6 kbit/s. For the user
with an HSCSD compliant mobile however
this technique has a few disadvantages.
Firstly, it takes about one minute to set up the
HSCSD call. Secondly, once the connection is
established, it acts as a quasi fixed-line in
that the four channels are allocated to the
subscriber for the duration of the call. The call
tariff takes this into account and this method
turns out to be expensive for the subscriber.
This technique has not been widely deployed
in the U.K. but Orange are currently using this
method on some of its services.
Another 2.5G system is the GPRS or Gen-
eral Packet Radio Service . This is a specifica-
tion produced by the ETSI to provide packet
data transfer in a GSM network. This tech-
nique can provide a maximum data rate of
171.2 kb/s i.e., three times faster than current
modems using a land line! The increased
speed is achieved by utilising all 8 slots in a
GSM TDMA frame. These would normally be
assigned to eight different subscribers. GPRS
is actually a universal packet switched data
service which overlays the GSM system. It is
responsible for packetising data, spreading it
31 sec.
28 sec.
@
14 sec.
10 sec.
6 sec. 5 sec.
2 sec.
0000183 - 1 - 12
out over free time slots and reassem-
bling it all again at the other end i.e.,
in the mobile.
A novel feature of this system is
its totally different approach to
phone use and call billing. The
phone is typically switched on in the
morning to log on to the network
and remains connected for the whole
day. Call charges are based on the
volume of data sent rather than the
connect time. This ‘always-on’ fea-
ture allows almost instantaneous
email and web browsing.
BT Cellnet launched their GPRS
network in June 2000. Offering a
data rate of 28 kb/s, this should be
up to 96 kb/s by the new year.
Nation-wide coverage was antici-
pated by September 2000. Orange
and Vodafone plan to begin their ser-
vice before the year end and many
European countries have announced
similar timescales so GPRS roaming
in Europe will be possible. Detrac-
tors of the system have pointed out
that the claimed data rate of this
method is overly optimistic. What
happens to all those other 7 sub-
scribers whose timeslots you stole?
Well, it seems as though multimedia
data flow is typically not continuous
but ‘bursty’. A screenful of data or a
file for example will be downloaded
in a burst of activity and then …
silence as we scratch our head and
decide which option to select. The
silences are used to service other
subscribers.
Further enhancement to GSM can
also be achieved by using a more
efficient method of signal modula-
tion. GSM uses GMSK or Gaussian
Minimum Shift Keying, changing this
to 8-PSK or eight times Phase Shift
Keying increases the capacity of
each channel from 9.6 kb/s to
48 kb/s. This technique is used for
EDGE , or Enhanced Data rates over
GSM Evolution. Peak data rates of
384 kb/s can be achieved with this
system because like GPRS it will use
all 8 time slots to send data.
GSM/EDGE transceivers will be able
to switch between the two modula-
tion modes dynamically to ensure
backward compatibility for existing
handsets. EDGE provides an evolu-
tionary path from GPRS to UMTS by
combining the packet data transfer
of GPRS with the modulation method
that will be used in the future with
UMTS. Integration of this system will
be less costly than building the com-
pletely new network necessary for
UMTS. This system will be offering
high speed data links for GSM users
before and after the introduction of
UMTS and we can be sure to see
dual band/dual mode handsets oper-
ating between GSM and UMTS in
the near future.
(000183-1)
In the second and final part of this
article we look at the frequency allo-
cation, licensing and technical back-
ground to UMTS.
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