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CHAPTER 36
STATISTICAL QUALITY CONTROL
Magd E. Zohdi
Department of Industrial Engineering and Manufacturing
Louisiana State University
Baton Rouge, Louisiana
36.1 MEASUREMENTS AND
QUALITY CONTROL 11 75
36.6 CONTROL CHARTS FOR
ATTRIBUTES 11 80
36.6.1 The p and np Charts 1 182
36.6.2 The c and u Charts 11 83
36.2 DIMENSION AND
TOLERANCE
11 75
36.7 ACCEPTANCE SAMPLING 118 3
36.7. 1 Double Sampling
36.3 QUALITY CONTROL 11 75
36.3.1 X, R, and <r Charts 11 75
1 1 84
36.7.2 Multiple and Sequential
Sampling
1184
36.4 INTERRELATIONSHIP OF
TOLERANCES OF
ASSEMBLED PRODUCTS 11 79
36.8 DEFENSE DEPARTMENT
ACCEPTANCE SAMPLING BY
VARIABLES
11 84
36.5 OPERATION
CHARACTERISTIC CURVE
(OC)
11 80
36.1 MEASUREMENTS AND QUALITY CONTROL
The metric and English measuring systems are the two measuring systems commonly used throughout
the world. The metric system is universally used in most scientific applications, but, for manufacturing
in the United States, has been limited to a few specialties, mostly items that are related in some way
to products manufactured abroad.
36.2 DIMENSION AND TOLERANCE
In dimensioning a drawing, the numbers placed in the dimension lines are only approximate and do
not represent any degree of accuracy unless so stated by the designer. To specify the degree of
accuracy, it is necessary to add tolerance figures to the dimension. Tolerance is the amount of variation
permitted in the part or the total variation allowed in a given dimension.
Dimensions given close tolerances mean that the part must fit properly with some other part. Both
must be given tolerances in keeping with the allowance desired, the manufacturing processes avail-
able, and the minimum cost of production and assembly that will maximize profit. Generally speaking,
the cost of a part goes up as the tolerance is decreased.
Allowance, which is sometimes confused with tolerance, has an altogether different meaning. It
is the minimum clearance space intended between mating parts and represents the condition of tightest
permissible fit.
36.3 QUALITY CONTROL
When parts must be inspected in large numbers, 100% inspection of each part is not only slow and
costly, but does not eliminate all of the defective pieces. Mass inspection tends to be careless;
operators become fatigued; and inspection gages become worn or out of adjustment more frequently.
The risk of passing defective parts is variable and of unknown magnitude, whereas, in a planned
sampling procedure, the risk can be calculated. Many products, such as bulbs, cannot be 100%
Mechanical Engineers' Handbook, 2nd ed., Edited by Myer Kutz.
ISBN 0-471-13007-9 © 1998 John Wiley & Sons, Inc.
815044980.005.png 815044980.006.png 815044980.007.png
 
inspected, since any final test made on one results in the destruction of the product. Inspection is
costly and nothing is added to a product that has been produced to specifications.
Quality control enables an inspector to sample the parts being produced in a mathematical manner
and to determine whether or not the entire stream of production is acceptable, provided that the
company is willing to allow up to a certain known number of defective parts. This number of
acceptable defectives is usually taken as 3 out of 1000 parts produced. Other values might be used.
36.3.1 X, ft, and a Charts
To use quality techniques in inspection, the following steps must be taken (see Table 36.1).
1. Sample the stream of products by taking m samples, each of size n.
2. Measure the desired dimension in the sample, mainly the central tendency.
3. Calculate the deviations of the dimensions.
4. Construct a control chart.
5. Plot succeeding data on the control chart.
_ The arithmetic mean of the set of n units is the main measure of central tendency. The symbol
X is used to designate the arithmetic mean of the sample and may be expressed in algebraic terms
as
X,. - (Xl + X2 + X3 + . . . + XJ/n
(36.1)
where Xl9 X2, X3, etc. represent the specific dimensions in question. The most useful measure of
dispersion of a set of numbers is the standard deviation cr. It is defined as the root-mean-square
deviation of the observed numbers from their arithmetic mean. The standard deviation cr is expressed
in algebraic terms as
a= IK - xr+ <&-&+ ... + <*.-XT
(362)
1 V n
Another important measure of dispersion, used particularly in control charts, is the range R. The
range is the difference between the largest observed value and the smallest observed in a specific
sample.
R = X.(max) - X,.(min)
(36.3)
Even_ though the distribution of the X values in the universe can be of any shape, the distribution of
the X values tends to be close to the normal distribution. The larger the sample size and the more
nearly normal the universe, the closer will the frequency distribution of the average X's approach
the normal curve, as in Fig. 36.1.
_ According to the statistical theory, (the Central Limit Theory) in the long run, the average of the
X values will be the same as /u,, the average of the universe. And in the long run, the standard
deviation of the frequency distribution X values, cr-, will be given by
cr-x = -7=
(36.4)
Vn
where cr is the standard deviation of the universe. To construct the control limits, the following steps
are taken:
Table 36.1 Computational Format for Determining X, R, and <r
Standard
Sample
Mean
Range
Deviation
Number
Sample Values
X
R
cr1
1
Xn, X12, . . . , Xln
XL
Rl
cr[
2
X21, X22, • • . , X2n
X2
R2
cr2
_m
Xml, Xm2, . . . , Xmn
^
/C
cr'm
815044980.001.png
Fig. 36.1 Normal distribution and percentage of parts that will fall within a limits.
1. Calculate the average of the average X as follows:
X = 2) Xt/m i = 1, 2, . . . , m
(36.5)
i
2. Calculate the average deviation, <r where
m
0-=^ o-'t/m i = 1, 2, . . . , m
(36.6)
i
Statistical theory predicts the relationship between cr and cr-. The relationship for the 3 a- limits or
the 99.73% limits is
A,a = 3cr-
(36.7)
This means that control limits are set so that only 0.27% of the produced units will fall outside the
limits. The value of 3cr- is an arbitrary limit that has found acceptance in industry.
The value of Al calculated by probability theory is dependent on the sample size and is given in
Table 36.2. The formula for 3<r control limits using this factor is
CL(X} = X± A,a
(36.8)
Once the control chart (Fig. 36.2) has been established, data (X/s) that result from samples of
the same size n are recorded on it. It becomes a record of the variation of the inspected dimensions
over a period of time. The data plotted should fall in random fashion between the control limits
99.73% of the time if a stable pattern of variation exists.
So long as the points fall between the control lines, no adjustments or changes in the process are
necessary. If five to seven consecutive points fall on one side of the mean, the process should be
checked. When points fall outside of the control lines, the cause must be located and corrected
immediately. _
Statistical theory also gives the expected relationship between R (2/^/m) and cr-. The relationship
for the 3cr- limits is
A2R = 3cr-
(36.9)
The values for A2 calculated by probability theory, for different sample sizes, are given in Table 36.2.
The formula for 3cr control limits using this factor is
CL(X) = X±A2R
(36.10)
In control chart work, the ease of calculating R is usually much more important than any slight
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Table 36.2 Factors for X, R, <r, and X Control Charts
Factors for X
Chart
From
RA2
1.880
1.023
0.729
0.577
0.483
0.419
0.373
0.337
0.308
0.285
0.266
0.249
0.235
0.223
0.212
0.203
0.194
0.187
0.180
0.173
0.167
0.162
0.157
0.153
Factors for R
Chart
Lower
D,
0
0
0
0
0
0.076
0.136
0.184
0.223
0.256
0.284
0.308
0.329
0.348
0.364
0.380
0.393
0.404
0.414
0.425
0.434
0.443
0.451
0.459
Factors for a'
Chart
Lower
B3
0
0
0
0
0.030
0.118
0.185
0.239
0.284
0.321
0.354
0.382
0.406
0.428
0.448
0.466
0.482
0.497
0.510
0.523
0.534
0.545
0.555
0.565
Factors for X
Chart
From
RE2
2.660
1.772
1.457
1.290
1.184
1.109
1.054
1.011
0.975
0.946
0.921
0.899
0.881
0.864
0.848
0.830
0.820
0.810
0.805
0.792
0.783
0.776
0.769
0.765
a = R/d2
d2
1.128
1.693
2.059
2.326
2.539
2.704
2.847
2.970
3.078
3.173
3.258
3.336
3.407
3.472
3.532
3.588
3.640
3.687
3.735
3.778
3.819
3.858
3.895
3.931
Sample
Sizen
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
From
a>A1
3.759
2.394
1.880
1.596
.410
.277
.175
.094
.028
0.973
0.925
0.884
0.848
0.817
0.788
0.762
0.738
0.717
0.698
0.680
0.662
0.647
0.632
0.619
Upper
C>4
3.268
2.574
2.282
2.114
2.004
1.924
1.864
1.816
1.171
1.744
1.717
1.692
1.671
1.652
1.636
1.621
1.608
1.597
1.586
1.575
1.566
1.557
1.548
1.540
Upper
B4
3.267
2.568
2.266
2.089
1.970
1.882
1.815
1.761
1.716
1.679
1.646
1.618
1.594
1.572
1.552
1.534
1.518
1.503
1.490
1.477
1.466
1.455
1.445
1.435
From
aE,
5.318
4.146
3.760
3.568
3.454
3.378
3.323
3.283
3.251
3.226
3.205
3.188
3.174
3.161
3.152
3.145
3.137
3.130
3.122
3.114
3.105
3.099
3.096
3.095
Fig. 36.2 Control chart X.
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theoretical advantage that might come from the use of a. However, in some cases where the mea-
surements are costly and it is necessary that the inferences from a limited number of tests be as
reliable as possible, the extra cost of calculating cr is justified. It should be noted that, because Fig.
36.2 shows the averages rather than individual values, it would have been misleading to indicate the
tolerance limits on this chart. It is the individual article that has to meet the tolerances, not the
average of a sample. Tolerance limits should be compared to the machine capability limits. Capability
limits are the limits on a single unit and can be calculated by
capability limits = X ± 3cr
(36.11)
a = R/d2
Since cr' = Vrc cr-, the capability limits can be given by
capability limits (X) = X ± 3Vn cr-
(36.12)
= X ± E^
(36.13)
- X ± E2R
(36.14)
The values for d2, E^ and E2 calculated by probability theory, for different sample sizes, are given
in Table 36.2.
Figure 36.3 shows the relationships among the control limits, the capability limits, and assumed
tolerance limits for a machine that is capable of producing the product with this specified tolerance.
Capability limits indicate that the production facility can produce 99.73% of its products within these
limits. If the specified tolerance limits are greater than the capability limits, the production facility
is capable of meeting the production requirement. If the specified tolerance limits are tighter than
the capability limits, a certain percentage of the production will not be usable and 100% inspection
will be required to detect the products outside the tolerance limits.
_ To detect changes in the dispersion of the process, the R and cr charts are often employed with
X and X charts.
The upper and lower control limits for the R chart are specified as
UCL(R) = D4R
(36.15)
LCL(R) = D3R
(36.16)
Figure 36.4 shows the R chart for samples of size 5.
The upper and lower control for the T chart are specified as
UCL(cr) = B4a
(36.17)
LCL(cr) = B3o-
(36.18)
The values for D3, Z)4, B3, and B4 calculated by probability theory, for different sample sizes, are
given in Table 36.2.
36.4 INTERRELATIONSHIP OF TOLERANCES OF ASSEMBLED PRODUCTS
Mathematical statistics states that the dimension on an assembled product may be the sum of the
dimensions of the several parts that make up the product. It states also that the standard deviation of
the sum of any number of independent variables is the square root of the sum of the squares of the
standard deviations of the independent variables. So if
X = X1 ±X2± ...XH
(36.19)
X = Xl±X2± ...Xn
(36.20)
<r(X) = V(cr1)2 + (cr2)2 + . . . + (crn)2
(36.21)
Whenever it is reasonable to assume that the tolerance ranges of the parts are proportional to their
respective cr' values, such tolerance ranges may be combined by taking the square root of the sum
of the squares:
T = V71? + T\ + T\ + . . . + T2n
(36.22)
815044980.004.png
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